This is a good time for IAR firms to review the registration status of all of their representatives. Firms should have already made preliminary renewal payments out of their Renewal Accounts. FINRA's Renewal Program facilitates the renewal of registration/notice filings with participating jurisdictions. The program does not, however, assist SEC registered IA firms.
December 26th was the last day to submit filings before the end of 2013. Web CRD and IARD will be up and accessible again on the morning of January 2nd. Final Renewal Statements are due January 10th.